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Extremely excited that my new paper is out: Sustainable AI Regulation (arxiv.org/abs/2306.00292)! And that the paper was discussed at the one and only Privacy Law Scholars Conference, I couldn’t have thought of a better debut...

Given the deplorable state of our planet, the law (including IT law) must adapt, and in certain areas quite radically. Hence, for AI regulation, we need a shift from trustworthiness to sustainability.

arXiv.orgSustainable AI RegulationThis paper suggests that AI regulation needs a shift from trustworthiness to sustainability. With the carbon footprint of large generative AI models like ChatGPT or GPT-4 adding urgency to this goal, the paper develops a roadmap to make AI, and technology more broadly, environmentally sustainable. It explores two key dimensions: legal instruments to make AI greener; and methods to render AI regulation more sustainable. Concerning the former, transparency mechanisms, such as the disclosure of the GHG footprint under Article 11 AI Act, could be a first step. However, given the well-known limitations of disclosure, regulation needs to go beyond transparency. Hence, I propose a mix of co-regulation strategies; sustainability by design; restrictions on training data; and consumption caps. This regulatory toolkit may then, in a second step, serve as a blueprint for other information technologies and infrastructures facing significant sustainability challenges due to their high GHG emissions, e.g.: blockchain; metaverse applications; and data centers. The second dimension consists in efforts to render AI regulation, and by implication the law itself, more sustainable. Certain rights we have come to take for granted, such as the right to erasure (Article 17 GDPR), may have to be limited due to sustainability considerations. For example, the subjective right to erasure, in some situations, has to be balanced against the collective interest in mitigating climate change. The paper formulates guidelines to strike this balance equitably, discusses specific use cases, and identifies doctrinal legal methods for incorporating such a "sustainability limitation" into existing (e.g., Art. 17(3) GDPR) and future law (e.g., AI Act). Ultimately, law, computer science and sustainability studies need to team up to effectively address the dual large-scale transformations of digitization and sustainability.

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In this, the paper explores two key dimensions: legal instruments to make AI greener; and methods to render AI regulation, and the law itself, more sustainable:

I try to make three concrete points:

(1) First, regulating for more sustainable AI: we need to go beyond mere transparency. I consider co-regulation strategies; sustainability by design; restrictions on training data; and consumption caps. One important strategy going forward may be: sustainability impact assessments.

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(2) This regulatory toolkit may then, in a second step, serve as a blueprint for other information technologies and infrastructures facing significant sustainability challenges due to their high GHG emissions, for example: blockchain; Metaverse applications; and data centers.
(3) Most importantly, certain rights we have come to take for granted, such as the right to erasure (Article 17 GDPR), may have to be limited due to sustainability considerations.

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For example, the subjective right to erasure, in some situations, has to be balanced against the collective interest in mitigating climate change. And if retraining an AI model to comply with the right to be forgotten entails the annual energy costs of a small town, we should perhaps refrain from granting that right – or at least factor these sustainability costs into the equation.

Philipp Hacker

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Ultimately, law, computer science and sustainability perspectives – both in academia and in industry – need to converge to effectively address the dual large-scale transformations of AI and sustainability.

cc: @ens@sciences.social